BP
BP
Bradford Pappas
27 Years of Experience
Denver, CO
2 Disclosures
Bradford Pappas is a registered investment advisor at Rocky Mountain Humane Investing LLC, based in Denver, CO, with 27 years of industry experience. Bradford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 28 clients with $12M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
28 clients
Average Client Portfolio
$438K average
Assets Under Management
$12.3M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be reduced or waived for directors, officers, and employees of Rocky Mountain at the discretion of management. Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Denver, CO
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Regulatory History (2)
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Employment Separation After Allegations
March 1995Customer Dispute
September 1987Settled
Employment History
Current Registrations
Rocky Mountain Humane Investing LLC
January 1999 - Present · 27 yrs 4 mos
Previous Registrations
Rocky Mountain Humane Investing
January 1999 - December 2003 · 4 yrs 11 mos
Rocky Mountain Humane Investing
January 1999 - December 2002 · 3 yrs 11 mos
State Registrations4 states
CACOFLTX
Advisor
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Exams
No exam information available for this advisor.