RA
CFP
RA
CFP

Randall Abernathy

37 Years of Experience
St. Louis, MO
Broker

Randall Abernathy is a CFP-designated registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

12300 Old Tesson Road, Suite 200C, St. Louis, MO, 63128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel Independent Advisors, LLC
December 2003 - Present · 22 yrs 7 mos
Stifel Independent Advisors, LLCBroker
December 2003 - Present · 22 yrs 7 mos
Previous Registrations
Wachovia Securities, LLC
March 2002 - December 2003 · 1 yr 9 mos
Wachovia Securities, LLCBroker
November 1996 - December 2003 · 7 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1992 - December 1996 · 4 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
March 1984 - March 1988 · 4 yrs
State Registrations9 states
CAFLGAILMDMONCNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Abernathy - Financial Advisor | TrueAdvisor