Charles Edward Forgason

Capital Investment Advisory Services, LLC

40 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Capital Investment Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

106 advisors

Number of Clients

5,673 clients

Average Client Portfolio

$340K average

Assets Under Management

$1.9B

Fee Structure

Minimum Annual Fee:$500

Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History (1)

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Criminal

September 1997

Final Disposition

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Other Business Activities

Charles is the president of Forgason & Assoc, processing revenue and expenses related to capital investment companies' business, dedicating about 10-20% of his time. He is also a responsible party for the Jeff Swain Memorial Fund and a Lieutenant Colonel in the South Carolina State Guard, dedicating minimal time to each.

Employment History

Current Registrations

Capital Investment Advisory Services, LLC

September 2013 - Present · 12 yrs 5 mos

Capital Investment Brokerage, INC.Broker

November 1997 - Present · 28 yrs 3 mos

Previous Registrations

Capital Investment Group, INC.Broker

April 1989 - May 1997 · 8 yrs 1 mo

Mccarley and Associates, INC.Broker

March 1988 - March 1989 · 1 yr

Johnson, Lane, Space, Smith & CO., INC.Broker

May 1984 - January 1988 · 3 yrs 8 mos

State Registrations11 states

ALCOFLGANCPASCTXVAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.