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Charles Forgason

Capital Investment Advisory Services, LLC
41 Years of Experience
Myrtle Beach, SC
1 DisclosureBroker
View SEC Summary
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Charles Forgason is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Myrtle Beach, SC, with 41 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.

Capital Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
102 advisors
Number of Clients
6,276 clients
Average Client Portfolio
$381K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1310 Azalea Court, Ste M, Myrtle Beach, SC, 29577

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History

Regulatory History (1)
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Criminal
September 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the president of Forgason & Assoc, processing revenue and expenses related to capital investment companies' business, dedicating about 10-20% of his time. He is also a responsible party for the Jeff Swain Memorial Fund and a Lieutenant Colonel in the South Carolina State Guard, dedicating minimal time to each.

Employment History
Current Registrations
Capital Investment Advisory Services, LLC
September 2013 - Present · 13 yrs 1 mo
Capital Investment Brokerage, INC.Broker
November 1997 - Present · 28 yrs 11 mos
Previous Registrations
Capital Investment Group, INC.Broker
April 1989 - May 1997 · 8 yrs 1 mo
Mccarley and Associates, INC.Broker
March 1988 - March 1989 · 1 yr
Johnson, Lane, Space, Smith & CO., INC.Broker
May 1984 - January 1988 · 3 yrs 8 mos
State Registrations11 states
ALCOFLGANCPASCTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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