David Utterback
David Utterback is a CFP-designated registered investment advisor at Schamberger, Greylak & Utterback Wealth Management, LLC, based in La Crosse, WI, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 822 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SGU Wealth offers investment management services where fees are based on the value of your portfolio. The annual fee can be up to 1.1% of the assets they manage, but this is negotiable and may be higher for smaller accounts. Fees are charged quarterly, in advance. SGU Wealth also provides advisory services through programs sponsored by LPL Financial LLC, with maximum fees ranging from 1.35% to 2.65%.
Location
3143 State Rd, Suite 101, La Crosse, WI, 54601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved with Schamberger, Greylak & Utterback, LLC as a DBA for LPL business, dedicating about half his time. He also provides investment advisory services through Schamberger, Greylak & Utterback Wealth Management, LLC, spending over half his time on this. Finally, he is involved with Next Portage Financial as a DBA for LPL business, spending minimal time.
Employment History
Current Registrations
Schamberger, Greylak & Utterback Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Morison Securities, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
MML Investors Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.