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Ronald Nadel

41 Years of Experience
Alpharetta, GA
3 DisclosuresBroker

Ronald Nadel is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2400 Lakeview Parkway Suite 300, Alpharetta, GA, 30009

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Settled
Customer Dispute
February 2006
Denied
Customer Dispute
May 2002
Denied
Other Business Activities

Ronald is a member of Arielle Nadel Photography LLC, assisting his daughter with her photography career and book publishing. This activity takes about 10-20% of Ronald's time.

Employment History
Current Registrations
Morgan Stanley
December 2016 - Present · 9 yrs 5 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1985 - December 2016 · 31 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1984 - December 2016 · 32 yrs 7 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.