Mark Merlotti
Mark Merlotti is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 41 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5700 Oakland Ave, Ste 400, St Louis, MO, 63110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an agent/broker for multiple insurance companies, focusing on fixed insurance sales, and dedicates minimal time to these activities. He also serves on advisory boards for Great Rivers Habitat Alliance and Mercy South, and volunteers for Old Warson Country Club.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Aon Benfield Securities, INC.Broker
Westport Financial Services, L.L.C.Broker
Aon Securities CorporationBroker
Forth Financial Securities, CorporationBroker
Walnut Street Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Sentra Securities CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.