Joel Hochman
Joel Hochman is a CFP-designated registered investment advisor at Mai Capital Management, LLC, based in Bannockburn, IL, with 41 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Location
2201 Waukegan Road, Suite 175, Bannockburn, IL, 60015
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2010Other Business ActivitiesSells Insurance
Joel receives referral commissions on health insurance and has written life, disability, and long-term care insurance. He also works as a consultant through the Gerson Lehrman Group, dedicating minimal time to this activity, and serves as a trustee for a family trust.
Employment History
Current Registrations
Mai Capital Management, LLC
Previous Registrations
Hochman Cole Investment Advisors, INC.
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Genworth Financial Planning Corporation
Hochman & Baker Securities, INC.Broker
Terra Securities CorporationBroker
Pbs Securities, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.