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JH
CFP
JH
CFP

Joel Hochman

Mai Capital Management, LLC
42 Years of Experience
Bannockburn, IL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Joel Hochman is a CFP-designated registered investment advisor at Mai Capital Management, LLC, based in Bannockburn, IL, with 42 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Athletes & Entertainers, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 16,261 clients with $52B in assets under management.

Mai Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
309 advisors
Number of Clients
16,261 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$52.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.90%
$10M+0.80%

Fees are negotiable at MAI Capital Management's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2201 Waukegan Road, Suite 175, Bannockburn, IL, 60015

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joel receives referral commissions on health insurance and has written life, disability, and long-term care insurance. He also works as a consultant through the Gerson Lehrman Group, dedicating minimal time to this activity, and serves as a trustee for a family trust.

Employment History
Current Registrations
Mai Capital Management, LLC
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Hochman Cole Investment Advisors, INC.
October 2006 - December 2021 · 15 yrs 2 mos
Cetera Financial Specialists LLCBroker
February 2004 - December 2021 · 17 yrs 10 mos
Cetera Investment Advisers LLC
February 2004 - December 2021 · 17 yrs 10 mos
Genworth Financial Planning Corporation
February 1998 - April 2008 · 10 yrs 2 mos
Hochman & Baker Securities, INC.Broker
August 1987 - September 2004 · 17 yrs 1 mo
Terra Securities CorporationBroker
October 1986 - October 1987 · 1 yr
Pbs Securities, INC.Broker
October 1984 - October 1986 · 2 yrs
Private Ledger Financial Services, IncorporatedBroker
March 1984 - October 1984 · 7 mos
State Registrations3 states
AZILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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