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Mark Jenkins

Principal Securities, INC.
38 Years of Experience
Newnan, GA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Jenkins is a registered investment advisor at Principal Securities, INC., based in Newnan, GA, with 38 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Newnan, GA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2013
Final
Regulatory
January 2012
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark co-owns Nevaeh Properties, Inc. with his wife, managing rental properties, and is Vice President at Jenkins & Associates, Inc. where he markets health and non-variable life insurance products. Mark also sells fixed insurance, life, disability insurance, annuities, and various health and long-term care insurance products.

Employment History
Current Registrations
Principal Securities, INC.
September 2007 - Present · 19 yrs 1 mo
Principal Securities, INC.Broker
June 1992 - Present · 34 yrs 4 mos
Previous Registrations
Transamerica Securities Sales CorporationBroker
July 1987 - July 1991 · 4 yrs
Transamerica Financial Resources, INC.Broker
July 1987 - December 1989 · 2 yrs 5 mos
State Registrations10 states
ALFLGAKSMDMSNCSCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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