James Zivich is a registered investment advisor at LPL Financial LLC, based in Fullerton, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1370 N. Brea Blvd, Ste 142, Fullerton, CA, 92835
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a real estate broker since 2004 and owns a rental condo since 2009. He also teaches investment education classes for Fullerton Community Services, spending minimal time on the rental and teaching activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Money Concepts Capital CORPBroker
Cambio Securities CorporationBroker
State Registrations14 states
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