Frank Sims
Frank Sims is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ann Arbor, MI, with 41 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4750 Venture Dr, Ste 150, Ann Arbor, MI, 48108
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2005Customer Dispute
May 2003Employment Separation After Allegations
October 1995Other Business ActivitiesSells Insurance
Frank is an independent insurance broker with Pacific Life since 2019, selling fixed annuities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Robert W. Baird & CO. IncorporatedBroker
Mcdonald & Company Securities, INC.Broker
Roney & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.