FM
CFP
FM
CFP

Frank Mcgovern

41 Years of Experience
Mclean, VA
1 DisclosureBrokerSells Insurance

Frank Mcgovern is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mclean, VA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

7900 Westpark Dr., Suite T420, Mclean, VA, 22102

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 1991
Final
Other Business ActivitiesSells Insurance

Frank is a registered investment advisor with Capitol Wealth Management, Inc., dedicating most of his time to providing financial plans and managing assets. He also sells non-variable insurance products occasionally, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 8 mos
Capitol Wealth Management, INC.
October 1997 - Present · 28 yrs 7 mos
Previous Registrations
Mutual Service CorporationBroker
November 2007 - September 2009 · 1 yr 10 mos
Fsc Securities CorporationBroker
January 2005 - November 2007 · 2 yrs 10 mos
Fsc Securities Corporation
January 2005 - April 2005 · 3 mos
Oneamerica Securities, INC.Broker
December 1999 - February 2005 · 5 yrs 2 mos
American United Life Insurance CompanyBroker
December 1999 - December 2001 · 2 yrs
Park Avenue Securities LLCBroker
May 1999 - November 1999 · 6 mos
Guardian Investor Services CorporationBroker
November 1990 - May 1999 · 8 yrs 6 mos
Capitol Securities Management, INC.Broker
June 1985 - November 1990 · 5 yrs 5 mos
Investors Security Company, INC.Broker
December 1984 - June 1985 · 6 mos
The Harkness Group,ltd.Broker
May 1984 - November 1984 · 6 mos
State Registrations10 states
DCDEFLMDNCORSCSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frank Mcgovern - Financial Advisor | TrueAdvisor