DA
DA

Denise Allen

36 Years of Experience
Southlake, TX
Broker

Denise Allen is a registered investment advisor at Morgan Stanley, based in Southlake, TX, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1400 Civic Place, Suite 200, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Denise is the sole proprietor/owner of Kennelbusters, a recreation business in Dallas, Texas, since September 2022. She spends minimal time on customer service for this business during and after business hours.

Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2014 - September 2022 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - September 2022 · 8 yrs 6 mos
Morgan StanleyBroker
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley
June 2009 - March 2014 · 4 yrs 9 mos
Citigroup Global Markets INC.
June 2000 - June 2009 · 9 yrs
Citigroup Global Markets INC.Broker
June 2000 - June 2009 · 9 yrs
Lockwood Financial Services, INC.Broker
July 1996 - May 2000 · 3 yrs 10 mos
Chase Manhattan Investment Services, INC.Broker
December 1992 - July 1996 · 3 yrs 7 mos
First Financial Government Securities, INC.Broker
October 1986 - May 1989 · 2 yrs 7 mos
Underwood, Neuhaus & CO., IncorporatedBroker
October 1985 - May 1986 · 7 mos
Contisecurities, INC.Broker
March 1984 - July 1984 · 4 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.