Carl Viard is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
760 West Main Street, Barrington, IL, 60010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
April 1997 - June 2009 · 12 yrs 2 mos
Eq Financial Consultants, INC.Broker
April 1989 - April 1997 · 8 yrs
The Equitable Life Assurance Society of the United StatesBroker
April 1989 - February 1995 · 5 yrs 10 mos
Eq Financial Consultants, INC.Broker
May 1986 - April 1997 · 10 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1986 - April 1997 · 10 yrs 11 mos
Chubb Securities CorporationBroker
August 1984 - December 1985 · 1 yr 4 mos
First Investors CorporationBroker
April 1984 - August 1984 · 4 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.