John Baker
John Baker is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Erie, PA, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
652 W 6th St, Erie, PA, 16507-1173
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2010Other Business Activities
John owns commercial real estate and a tax preparation business. He also serves as treasurer and elder for Baker, dedicates time to Kingdom Advisory Services, and is involved with Kingdom Financial Foundation, focusing on educational seminars and charitable giving.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Blue Vase Securities, LLC
Blue Vase Securities, LLCBroker
Allegheny Investments, LTD.Broker
H.D. Vest Investment Securities, INC.Broker
Securities Service Network, INC.Broker
Royal Alliance Associates, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.