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CFP
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CFP

Brent Beverly

LPL Financial LLC
42 Years of Experience
Diamond Bar, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Brent Beverly is a CFP-designated registered investment advisor at LPL Financial LLC, based in Diamond Bar, CA, with 42 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20955 Pathfinder Rd Ste 110, Diamond Bar, CA, 91765

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
Customer Dispute
October 2001
Settled
Customer Dispute
November 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brent operates his LPL business under The Advisory Group and engages in non-variable insurance and mortgage/real estate services. He also has a business entity, TAG Financial, Inc., for tax/investment purposes only.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
The Advisory Group
August 2000 - December 2022 · 22 yrs 4 mos
Fsc Securities Corporation
February 1992 - October 2022 · 30 yrs 8 mos
Fsc Securities CorporationBroker
February 1990 - October 2022 · 32 yrs 8 mos
Nilcorp Securities CompanyBroker
February 1990 - February 1990 · 0 mos
Boardwalk Capital CorporationBroker
November 1987 - February 1990 · 2 yrs 3 mos
Private Ledger Financial Services, IncorporatedBroker
August 1985 - November 1987 · 2 yrs 3 mos
Ronson Securities CorporationBroker
March 1984 - August 1985 · 1 yr 5 mos
State Registrations37 states
ALARAZCACODCFLHIIDILINKYMAMDMEMOMSMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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