Ernest Stiba
Ernest Stiba is a registered investment advisor at Integrity Alliance, LLC, based in Waco, TX, with 41 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
400 Austin Ave Ste 200, Waco, TX, 76701
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2023Customer Dispute
November 2022Other Business ActivitiesSells Insurance
Ernest is the owner of Stiba-Beene Wealth Management, an LLC formed for shared office expenses, and Stiba Wealth Management LLC, a financial planning firm, dedicating full-time hours to the latter. He is also a referral source for Estate Planning Team, providing recommendations for trust use and managing monies within the trust, spending a few hours per week on this activity.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Academy Capital Management
Academy Capital Management
Xmark Financial, LLC
MML Investors Services, INC.
MML Investors Services, INC.Broker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Omega Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
Farwest Securities, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.