Jon Adams
Jon Adams is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in York, PA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
96 S George St, York, PA, 17401
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 1999Customer Dispute
April 1999Customer Dispute
September 1998Customer Dispute
August 1998Other Business Activities
Jon is a director for the Heather Baker Foundation, a charitable organization, dedicating minimal time to raising money and awareness for families with cancer. He also serves as an advisory board member for the Salvation Army-York Citadel, dedicating minimal time to this role.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.