David Apted
David Apted is a registered investment advisor at Bristol Financial LLC, based in Clayton, MO, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 66 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
7701 Forsyth, Suite 740, Clayton, MO, 63105
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 2018Regulatory
October 2017Employment Separation After Allegations
March 2016Other Business ActivitiesSells Insurance
David is a managing member of David M. Apted, LLC, which is applying to be an RIA in Missouri, spending minimal time on this. David is also a licensed insurance agent and may offer clients insurance products, which presents a conflict of interest.
Employment History
Current Registrations
Bristol Financial LLC
Previous Registrations
Avellino Financial Advisors, INC.
Forest Securities,inc.Broker
Smith, Moore & CO.Broker
Smith Moore & CO.
Uhy Capital Advisors, LLC
Securities Service Network, INC.Broker
Wealth Advisors, INC.
Genworth Financial Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.