Michael Purdy
Michael Purdy is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lake Forest, IL, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
100 North Field Drive, Suite 340, Lake Forest, IL, 60045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is the president of the general partner and a limited partner in Galvani Family LTD. Partnership, which manages three accounts at Stifel and a commercial building. He dedicates a few hours per week to managing all activities of the partnership.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Tucker Anthony IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Francis Manzo & Company, IncorporatedBroker
State Registrations26 states
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