Joseph Platt
Joseph Platt is a registered investment advisor at LPL Financial LLC, based in Charlottesville, VA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
154 Hansen Rd Ste 202A, Charlottesville, VA, 22911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph operates under the DBAs Platt Financial Group and Platt Financial for his LPL business. He also owns Platt Properties, LLC, Platt, LLC, and Skip Platt Inc, the latter being a business entity for tax/investment purposes only requiring minimal time. Joseph is also President and Financial Advisor for Platt Financial, selling non-variable insurance, dedicating about half his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Mutual of Omaha Investor Services, INC.Broker
Mutual of Omaha Fund Management CompanyBroker
Forth Financial Securities, CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.