Roy Sparkman is a CFP-designated registered investment advisor, based in Burnet, TX, with 42 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Burnet, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roy is a member of the Finance/Investment Committee and a Deacon at First Baptist Church of Burnet, dedicating minimal time to this role. Roy also works as an independent contractor for Sparkman Private Wealth Management, spending about 10-20% of his time consulting to Travis Sparkman.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Principal Financial Securities,inc.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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