RS
CFP
RS
CFP

Roy Sparkman

41 Years of Experience
Burnet, TX
Broker

Roy Sparkman is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Burnet, TX, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Burnet, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Roy is a member of the Finance/Investment Committee and a Deacon at First Baptist Church of Burnet, dedicating minimal time to this role. Roy also works as an independent contractor for Sparkman Private Wealth Management, spending about 10-20% of his time consulting to Travis Sparkman.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2024 - Present · 1 yr 10 mos
Raymond James Financial Services, INC.
November 2024 - Present · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
November 2024 - Present · 1 yr 10 mos
Previous Registrations
LPL Financial LLCBroker
April 2013 - November 2024 · 11 yrs 7 mos
LPL Financial LLC
April 2013 - November 2024 · 11 yrs 7 mos
Raymond James & Associates, INC.
February 1998 - April 2013 · 15 yrs 2 mos
Raymond James & Associates, INC.Broker
February 1998 - April 2013 · 15 yrs 2 mos
Principal Financial Securities,inc.Broker
May 1995 - March 1998 · 2 yrs 10 mos
Prudential Securities IncorporatedBroker
January 1987 - June 1995 · 8 yrs 5 mos
Dean Witter Reynolds INC.Broker
April 1984 - January 1987 · 2 yrs 9 mos
State Registrations10 states
AZCACOGANMOHOKTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roy Sparkman - Financial Advisor | TrueAdvisor