DP
DP

David Pimper

37 Years of Experience
Omaha, NE
10 DisclosuresBroker

David Pimper is a registered investment advisor at Ameriprise Financial Services, LLC, based in Omaha, NE, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

13710 FNB Pkwy Ste 100, Omaha, NE, 68154-5298

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History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2006
Final
Customer Dispute
December 2002
Settled
Customer Dispute
October 2002
Settled
Customer Dispute
August 2002
Settled
Customer Dispute
July 2002
Settled
Customer Dispute
June 2002
Settled
Customer Dispute
May 2002
Settled
Criminal
June 2001
Final Disposition
Customer Dispute
May 2001
Settled
Customer Dispute
June 2000
Settled
Other Business Activities

David owns a single-family real estate property since February 2024 and another business since 2005. These activities are not investment-related and require minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2023 - Present · 3 yrs
Ameriprise Financial Services, LLC
July 2023 - Present · 3 yrs
Ameriprise Financial Services, LLCBroker
July 2023 - Present · 3 yrs
Previous Registrations
Calton & Associates, INC.
March 2007 - July 2023 · 16 yrs 4 mos
Calton & Associates, INC.Broker
April 2005 - July 2023 · 18 yrs 3 mos
Royal Alliance Associates, INC.Broker
November 1989 - May 2001 · 11 yrs 6 mos
Integrated Resources Equity CorporationBroker
January 1989 - November 1989 · 10 mos
Linsco Financial Group, INC.Broker
September 1987 - January 1989 · 1 yr 4 mos
First Affiliated Securities, INC.Broker
April 1985 - September 1987 · 2 yrs 5 mos
Edward D. Jones & CO., L.P.Broker
June 1984 - March 1985 · 9 mos
State Registrations17 states
ALARAZCOFLGAIAILKSMONCNDNEOKPASDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Pimper - Financial Advisor | TrueAdvisor