Andrew Polis
Andrew Polis is a registered investment advisor at Wells Fargo Advisors, based in Philadelphia, PA, with 42 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 N 18th St 22nd Fl, Two Logan Square, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2023Customer Dispute
November 2022Customer Dispute
January 2002Other Business Activities
Andrew is a co-trustee for his father's trust since 2015, and a co-executor for his mother's estate since 2018. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Prudential Securities IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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