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ChFC
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ChFC

Gary Pelletier

LPL Financial LLC
42 Years of Experience
Nashua, NH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gary Pelletier is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Nashua, NH, with 42 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

39 Simon Street Ste 1, Nashua, NH, 03060-3046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gary is involved with several business activities, including Northeast Planning Associates Inc. as a DBA for his LPL business, Pelletier Financial Group LLC for tax/investment purposes, and PFG Realty LLC for real estate rental. He also acts as a trustee for an irrevocable insurance trust and sells non-variable insurance products, dedicating a few hours per week to the latter.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLCBroker
July 2007 - Present · 19 yrs 3 mos
Northeast Planning Associates, INC.
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
Mutual Service Corporation
November 2003 - September 2004 · 10 mos
Mutual Service CorporationBroker
November 2003 - December 2007 · 4 yrs 1 mo
Veravest Investment Advisors, INC.
December 1989 - November 2003 · 13 yrs 11 mos
Veravest Investments, INC.Broker
July 1984 - November 2003 · 19 yrs 4 mos
State Registrations26 states
ALAZCACTFLGAKYMAMDMENCNHNJNMNYOHOKPARISCSDTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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