James Pontone
James Pontone is a registered investment advisor at Hardman Johnston Global Advisors LLC, based in Stamford, CT, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 265 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hardman Johnston charges a percentage of the value of your investments on a quarterly basis. The specific rate depends on the investment strategy and the amount invested.
For International Equity, Global Equity, and Emerging Markets Equity strategies:
- First $10 million: 0.85% per year
- Next $15 million: 0.75% per year
- Next $25 million: 0.65% per year
- Above $50 million: 0.60% per year
For International Equity ADR Managed Accounts: 0.80% per year
For Large Cap Equity Institutional Accounts:
- First $10 million: 0.75% per year
- Next $15 million: 0.65% per year
- Above $25 million: 0.50% per year
For Select Equity Institutional Accounts:
- First $10 million: 0.80% per year
- Next $15 million: 0.75% per year
- Above $25 million: 0.55% per year
For Select Equity High Net Worth Accounts: 1% per year
Location
300 Atlantic Street, Suite 601, Stamford, CT, 06901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hardman Johnston Global Advisors LLC
Previous Registrations
The Winchester Group, INC.
State Registrations1 state
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