Alice Katz is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alice is a trustee or co-trustee for multiple family trusts and a partner in Katz Properties Partnership and Katz Family Properties, LLC, all investment-related. These activities involve minimal time commitment.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Ryan, Beck & CO., LLC.Broker
Gruntal & CO., L.L.C.Broker
Bel Air Securities LLCBroker
Bear, Stearns & CO. INC.Broker
Everen Securities, INC.Broker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
H.J. Meyers & CO., INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan, Olmstead, Kennedy & Gardner, IncorporatedBroker
State Registrations38 states
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