RD
RD

Rocco Domicolo

41 Years of Experience
Bedminster, NJ
1 DisclosureBroker

Rocco Domicolo is a registered investment advisor, based in Bedminster, NJ, with 41 years of industry experience.

Location

376 Main Street Suite 200, Bedminster, NJ, 07921

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History

Regulatory History (1)
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Customer Dispute
September 2010
Settled
Other Business Activities

Rocco works as a financial advisor at Private Client Group under a DBA. This activity is full-time.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2020 - November 2020 · 4 mos
First Allied Securities, INC.Broker
July 2020 - September 2022 · 2 yrs 2 mos
Ameriprise Financial Services, LLC.
August 2010 - July 2020 · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
March 2010 - July 2020 · 10 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Citigroup Global Markets INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
Morgan Stanley Dw INC.Broker
September 1994 - March 2005 · 10 yrs 6 mos
Prudential Securities IncorporatedBroker
December 1989 - September 1994 · 4 yrs 9 mos
Shearson Lehman Hutton INC.Broker
February 1986 - January 1990 · 3 yrs 11 mos
Rooney, Pace INC.Broker
May 1985 - February 1986 · 9 mos
Oppenheimer & CO., INC.Broker
March 1985 - May 1985 · 2 mos
State Registrations7 states
MAMDMONJNYPATX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Rocco Domicolo - Financial Advisor | TrueAdvisor