Dale Hohlbaugh is a registered investment advisor, based in North Canton, OH, with 41 years of industry experience.
Location
1303 West Maple Ave. Nw, North Canton, OH, 44720
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Regulatory History (3)
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Judgment / Lien
June 2021Judgment / Lien
January 2020Customer Dispute
May 1995Settled
Other Business Activities
Dale owns DH Capital Management, a financial services business, since 2009. He spends nearly full-time on the business, with a significant portion during market hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
June 2009 - July 2012 · 3 yrs 1 mo
First Allied Securities, INC.Broker
May 2009 - September 2022 · 13 yrs 4 mos
Citigroup Global Markets INC.
January 2004 - May 2009 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2004 - May 2009 · 5 yrs 4 mos
Morgan Stanley
July 1999 - January 2004 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
April 1984 - January 2004 · 19 yrs 9 mos
State Registrations11 states
CADEFLGAMINCNJOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.