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Rodney Little

35 Years of Experience
Madison, MS
1 DisclosureBroker

Rodney Little is a registered investment advisor at Cetera Investment Advisers LLC, based in Madison, MS, with 35 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1050 Highway 51, Madison, MS, 39110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Denied
Other Business Activities

Rodney serves as an elder for Madison Heights Presbyterian Church, dedicating a few hours per week. He also does retail sales of olive oil about once a month.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLCBroker
April 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
April 2013 - January 2014 · 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - March 2013 · 4 yrs 2 mos
Raymond James Financial Services
April 2003 - January 2009 · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - March 2013 · 14 yrs 2 mos
Robert Thomas Securities, INCBroker
May 1998 - January 1999 · 8 mos
Deposit Guaranty Investments, INC.Broker
January 1994 - June 1998 · 4 yrs 5 mos
Pruco Securities CorporationBroker
February 1992 - January 1994 · 1 yr 11 mos
The Prudential Insurance Company of AmericaBroker
February 1992 - December 1993 · 1 yr 10 mos
New York Life Securities CORP.Broker
January 1985 - June 1986 · 1 yr 5 mos
State Registrations11 states
ALARAZCAGALAMOMSTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodney Little - Financial Advisor | TrueAdvisor