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Rodney Little

Cetera Investment Advisers LLC
36 Years of Experience
Madison, MS
1 DisclosureBroker
View SEC Summary
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Rodney Little is a registered investment advisor at Cetera Investment Advisers LLC, based in Madison, MS, with 36 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1050 Highway 51, Madison, MS, 39110

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History

Regulatory History (1)
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Customer Dispute
March 2005
Denied
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Other Business Activities

Rodney serves as an elder for Madison Heights Presbyterian Church, dedicating a few hours per week. He also does retail sales of olive oil about once a month.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Cetera Investment Services LLC
April 2013 - January 2014 · 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - March 2013 · 4 yrs 2 mos
Raymond James Financial Services
April 2003 - January 2009 · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - March 2013 · 14 yrs 2 mos
Robert Thomas Securities, INCBroker
May 1998 - January 1999 · 8 mos
Deposit Guaranty Investments, INC.Broker
January 1994 - June 1998 · 4 yrs 5 mos
Pruco Securities CorporationBroker
February 1992 - January 1994 · 1 yr 11 mos
The Prudential Insurance Company of AmericaBroker
February 1992 - December 1993 · 1 yr 10 mos
New York Life Securities CORP.Broker
January 1985 - June 1986 · 1 yr 5 mos
State Registrations11 states
ALARAZCAGALAMOMSTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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