RF
ChFC
RF
ChFC

Robert Flood

41 Years of Experience
Montgomeryville, PA
BrokerSells Insurance

Robert Flood is a ChFC-designated registered investment advisor, based in Montgomeryville, PA, with 41 years of industry experience.

Location

103 Montgomery Avenue, Montgomeryville, PA, 18936

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is a solicitor for BLB&B Advisors LLC and owner/principal of LC Advisor, where he focuses on marketing, sales, service, life, disability, and long-term care insurance. He dedicates minimal time to BLB&B Advisors LLC and full-time to LC Advisor.

Employment History
Current Registrations
The Leaders Group, INC.Broker
November 2021 - Present · 4 yrs 6 mos
The Leaders Group, INC.
November 2021 - Present · 4 yrs 6 mos
Blbb Advisors
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
The Gwynedd Company
August 2017 - December 2018 · 1 yr 4 mos
Fidelity Federal Planning CORP.
December 2013 - December 2017 · 4 yrs
Cetera Advisor Networks LLCBroker
September 2013 - November 2013 · 2 mos
Walnut Street Securities, INC.Broker
January 2013 - September 2013 · 8 mos
American Financial Management Group, LTD.
January 2013 - November 2013 · 10 mos
Inr Advisory Services, LLC
September 2008 - February 2013 · 4 yrs 5 mos
Cambridge Investment Research, INC.Broker
August 2008 - January 2013 · 4 yrs 5 mos
Hrh Investment Advisors, LLC
November 2007 - July 2008 · 8 mos
Westport Financial Services, L.L.C.Broker
September 2001 - July 2008 · 6 yrs 10 mos
Aon Securities CorporationBroker
January 2000 - August 2001 · 1 yr 7 mos
Westport Financial Services, L.L.C.Broker
April 1997 - December 1999 · 2 yrs 8 mos
MML Investors Services, INC.Broker
June 1991 - March 1997 · 5 yrs 9 mos
Penn Mutual Equity Services, INC.Broker
September 1989 - June 1991 · 1 yr 9 mos
Janney Montgomery Scott INC.Broker
May 1987 - September 1989 · 2 yrs 4 mos
Rutherford & Company, INC.Broker
December 1984 - May 1987 · 2 yrs 5 mos
State Registrations3 states
CAPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Flood - Financial Advisor | TrueAdvisor