Curtis Brooks
Curtis Brooks is a CFP, ChFC-designated registered investment advisor at 5c Capital Management, LLC, based in Woodcliff Lake, NJ, with 39 years of industry experience. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 515 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Schedule is for Equity and Balanced Account Strategies. For Fixed Income Account Strategies: Initial $2,000,000: 0.65%, Next $3,000,000: 0.50%, Next $5,000,000: 0.35%, Greater than $10,000,000: 0.20%. For 529 Plan Accounts: 0.5%.
Fee Estimator
Location
50 Tice Boulevard, Suite A32, Woodcliff Lake, NJ, 07677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
5c Capital Management, LLC
Previous Registrations
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Gerstein Fisher
Gfa Securities, LLCBroker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Cambridge Investment Research, INC.Broker
Walnut Street Securities, INC.Broker
Wealth Partners Advisors LLC
Nathan & Lewis Securities, INC.Broker
Mutual Service CorporationBroker
Advantage Capital CorporationBroker
Cadaret, Grant & CO., INC.Broker
Intersecurities, INC.Broker
Federation for Financial IndependenceBroker
Cigna Securities, INC.Broker
State Registrations2 states
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