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Frank Turpin
40 Years of Experience
Lafayette, IN
3 Disclosures
Frank Turpin is a registered investment advisor at Turpin & Associates INC, based in Lafayette, IN, with 40 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 35 clients with $6.3M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
35 clients
Average Client Portfolio
$180K average
Assets Under Management
$6.3M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $300K | 1.50% |
| $300K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
114 S Earl Avenue, Lafayette, IN, 47904
Get directionsHistory
Regulatory History (3)
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Customer Dispute
November 1995Pending
Regulatory
January 1995Final
Customer Dispute
August 1994Settled
Employment History
Current Registrations
Turpin & Associates INC
December 1998 - Present · 27 yrs 4 mos
Previous Registrations
Eneric Financial Services, INC.Broker
August 1989 - October 1997 · 8 yrs 2 mos
Carey Jamison & CompanyBroker
November 1988 - April 1989 · 5 mos
Hibbard Brown & CO., INC.Broker
September 1986 - October 1988 · 2 yrs 1 mo
Hibbard-Beck, INC.Broker
June 1985 - September 1986 · 1 yr 3 mos
Fsc Securities CorporationBroker
April 1984 - June 1985 · 1 yr 2 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.