HG
HG
Houston Goddard
36 Years of Experience
San Diego, CA
1 DisclosureBroker
Houston Goddard is a registered investment advisor at Independent Investment Bankers CORP., based in San Diego, CA, with 36 years of industry experience. Houston operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
N/A
Firm Size
3 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
San Diego, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1991Final
Other Business Activities
Houston works as a FINRA arbitrator, dedicating minimal time to this role. He also works as a compliance consultant to securities broker dealers, taking about half of his time.
Employment History
Current Registrations
Independent Investment Bankers CORP.
February 2015 - Present · 11 yrs 2 mos
Independent Investment Bankers, CORP.Broker
February 2014 - Present · 12 yrs 2 mos
Previous Registrations
Transcend CapitalBroker
June 2014 - September 2014 · 3 mos
J.W. Cole Financial, INC.Broker
February 2013 - November 2013 · 9 mos
Girard Securities, INC.
November 2006 - August 2012 · 5 yrs 9 mos
Girard Securities, INC.Broker
February 2004 - August 2012 · 8 yrs 6 mos
Sunamerica Securities, INC.Broker
December 2001 - November 2002 · 11 mos
Spelman & CO., INC.Broker
July 1998 - November 2002 · 4 yrs 4 mos
Sentra Securities CorporationBroker
July 1998 - October 2002 · 4 yrs 3 mos
H.J. Meyers & CO., INC.Broker
March 1998 - June 1998 · 3 mos
Spelman & CO INC
December 1997 - November 2002 · 4 yrs 11 mos
Spelman & CO., INC.Broker
May 1995 - February 1998 · 2 yrs 9 mos
Titan/value Equities Group, INC.Broker
May 1994 - May 1995 · 1 yr
Win Securities, INC.Broker
July 1993 - May 1994 · 10 mos
Linsco/private Ledger CORP.Broker
August 1992 - November 1992 · 3 mos
First Affiliated Securities, INC.Broker
May 1989 - August 1990 · 1 yr 3 mos
Pfg Securities, INC.Broker
May 1989 - August 1989 · 3 mos
First Affiliated Securities, INC.Broker
June 1985 - May 1989 · 3 yrs 11 mos
State Registrations32 states
ARAZCACOCTDCFLGAIDILINKSLAMAMEMNMOMTNCNENHNJNYOHOKORSDTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.