Laura Palumbo
Laura Palumbo is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Madison, CT, with 42 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Madison, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laura is an independent insurance agent selling various types of insurance since 1995, dedicating a few hours per week. She also sells insurance and annuities through Sterling Wealth Management and fixed insurance with various companies, and is an artist selling paintings.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Walnut Street Securities, INC.
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Pml Securities CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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