Thomas Sherwood is a registered investment advisor, based in San Antonio, TX, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
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Regulatory History (2)
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Customer Dispute
July 2003Settled
Regulatory
September 2002Final
Employment History
Current Registrations
Swbc Investment Company
January 2026 - Present · 10 mos
Swbc Investment Services, LLCBroker
January 2026 - Present · 10 mos
Previous Registrations
Advisors Asset Management, INC.
April 2006 - January 2026 · 19 yrs 9 mos
Advisors Asset Management, INC.Broker
January 2006 - January 2026 · 20 yrs
Financial Network Investment CorporationBroker
August 2002 - December 2003 · 1 yr 4 mos
Mcdonald Investments INC.
January 1999 - August 2002 · 3 yrs 7 mos
Mcdonald Investments INC.Broker
December 1986 - August 2002 · 15 yrs 8 mos
M.L. Stern & CO. INC.Broker
May 1984 - November 1984 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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