TS
TS
Thomas Sherwood is a registered investment advisor at Swbc Investment Company, based in San Antonio, TX, with 37 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 406 clients with $230M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003Settled
Regulatory
September 2002Final
Employment History
Current Registrations
Swbc Investment Company
January 2026 - Present · 3 mos
Swbc Investment Services, LLCBroker
January 2026 - Present · 3 mos
Previous Registrations
Advisors Asset Management, INC.
April 2006 - January 2026 · 19 yrs 9 mos
Advisors Asset Management, INC.Broker
January 2006 - January 2026 · 20 yrs
Financial Network Investment CorporationBroker
August 2002 - December 2003 · 1 yr 4 mos
Mcdonald Investments INC.
January 1999 - August 2002 · 3 yrs 7 mos
Mcdonald Investments INC.Broker
December 1986 - August 2002 · 15 yrs 8 mos
M.L. Stern & CO. INC.Broker
May 1984 - November 1984 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.