Mark Duffy is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
210 University Boulevard, Ste 800, Denver, CO, 80206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is a principal at Mark Duffy & Associates, LLC, providing consulting services to business owners since 2004. This activity requires minimal time.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Previous Registrations
Bok Financial Securities, INC.Broker
Bok Financial Advisors
AXA Advisors, LLC
AXA Advisors, LLCBroker
Investment Centers of America, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations36 states
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