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Ellen Martz

Raymond James & Associates, INC.
42 Years of Experience
Saginaw, MI
1 DisclosureBroker
View SEC Summary
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Ellen Martz is a registered investment advisor at Raymond James & Associates, INC., based in Saginaw, MI, with 42 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4215 Fashion Square Blvd., Suite 1, Saginaw, MI, 48603

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ellen is a board member/officer/director for Special Needs Vision Clinic and Our Lady of Perpetual Help School Endowment Fund, dedicating minimal time to each. She also serves as a trustee or officer for three other non-profit organizations: Catholic Community Foundation of Mid-Michigan, JRS Biodiversity Foundation, and St Peter Parish Endowment Fund, spending minimal time on each.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2010 - Present · 16 yrs
Raymond James & Associates, INC.Broker
June 1998 - Present · 28 yrs 4 mos
Previous Registrations
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
October 1993 - May 1998 · 4 yrs 7 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
January 1985 - February 1988 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1984 - February 1985 · 6 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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