Alan Chase
Alan Chase is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Antonio, TX, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
711 Broadway Street, Suite 126, San Antonio, TX, 78215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an owner of Ingenuity Financial Services, Inc. to facilitate securities business and co-owner of Ingenuity Financial Partners, LLC to facilitate investment advisory business, spending about 2% of his time on the latter. Alan also sells fixed insurance under the name Ingenuity Financial Services, Inc. and co-owns Ingenuity Partners, LLC to manage a commercial office property.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations15 states
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