Garren Sepede
Garren Sepede is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8180 Rafael Rivera Way Ste 305, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2002Customer Dispute
April 1996Employment Separation After Allegations
November 1994Regulatory
December 1988Customer Dispute
January 1988Other Business Activities
Garren operates under two DBAs: Garren J. Sepede & Associates, Inc. (since 2004) and Strategic Wealth Management Group, LLC (since 2007). He also owns R G Coeur D'Alene, LLC, a real estate rental company with land holdings in Nevada and Colorado, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wma Securities, INC.Broker
USA CapitalBroker
Union Equity Partners, INC.Broker
Nylife Securities INC.Broker
Dain Bosworth IncorporatedBroker
Prudential-Bache Securities INC.Broker
Wedbush, Noble, Cooke, INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.