Steven Fox is a registered investment advisor at LPL Financial LLC, based in Westchester, CA, with 41 years of industry experience. Their practice areas include Gen X, Investment Management, Medical Professionals, Millennials & Gen Z, and 1 more. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
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Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Contact
Steven Fox
Location
8939 S Sepulveda Blvd Ste 304, Westchester, CA, 90045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steven operates under the DBAs Lucent Elm Financial Group and Lucent Elm Wealth Management, Inc. These are entities for his LPL business and take nearly a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Crowell Weedon & CO.Broker
Wachovia Securities, INC.
Crowell, Weedon & CO.Broker
Wachovia Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Dean Witter Reynolds INC.Broker
Integrated Resources Equity CorporationBroker
Underwood, Neuhaus & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
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