Theresa Goldsmith is a registered investment advisor, based in Sacramento, CA, with 37 years of industry experience.
Location
1817 Maryal Drive Suite 200, Sacramento, CA, 95864
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Regulatory History (2)
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Employment Separation After Allegations
January 2012Customer Dispute
June 2009Denied
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
March 2012 - November 2020 · 8 yrs 8 mos
First Allied Securities, INC.Broker
March 2012 - September 2022 · 10 yrs 6 mos
Wells Fargo Advisors, LLC
January 2008 - February 2012 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - February 2012 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
May 1990 - January 2008 · 17 yrs 8 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
December 1988 - February 1990 · 1 yr 2 mos
Apex Financial Planners CORP.Broker
June 1984 - February 1985 · 8 mos
State Registrations15 states
AKAZCACOCTFLIDMTNVORUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.