John Walter is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Financial Plaza, 19th Floor, Providence, RI, 02903
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 5 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Columbia Management Advisors, INC.
October 2003 - September 2004 · 11 mos
Quick & Reilly, INC.Broker
October 2001 - September 2003 · 1 yr 11 mos
Fleet Securities, INC.Broker
December 1998 - February 2000 · 1 yr 2 mos
Titus & Donnelly LLCBroker
June 1984 - November 1998 · 14 yrs 5 mos
State Registrations35 states
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Exams
No exam information available for this advisor.