William Oconnor
William Oconnor is a registered investment advisor at Applied Financial Planning, INC., based in Irvine, CA, with 42 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Tax Planning.
Compensation
Firm Size
IM Fee
Fee Structure
- Tax planning and preparation services — Fixed fees ranging from $1,000 to $10,000, or an hourly rate of $480, depending on the complexity of your situation.
Location
220 Progress, Suite 150, Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2005Customer Dispute
December 2001Other Business ActivitiesSells Insurance
William sells fixed insurance products including life, disability, annuities, and long-term care, dedicating minimal time to this. He also works as a wealth advisor for CWM, LLC DBA Carson Partners and owns Applied Financial Planning Inc., dedicating about a quarter of his time to each.
Employment History
Current Registrations
Applied Financial Planning, INC.
Cwm, LLC
Previous Registrations
Cetera Wealth Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Applied Financial Planning, INC.
Royal Alliance Associates, INC.Broker
Value Equities CorporationBroker
First American National Securities, INC.Broker
Titan/value Equities Group, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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