Bruce Supernault
Bruce Supernault is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
505 Ellicott Street, Suite 103, A13, Buffalo, NY, 14203
Get directionsHistory
Regulatory History (3)
Judgment / Lien
January 2024Customer Dispute
April 2020Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Bruce is involved in several outside business activities, including college planning consulting, teaching as an adjunct professor, serving on multiple boards, overseeing trusts, and operating Impact Financial Strategies. He also works as an insurance agent selling various insurance products, and this takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Pruco Securities, LLC.Broker
MML Investors Services, LLCBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Cigna Financial Advisors,inc.Broker
G. R. Phelps & CO., INC.Broker
Penn Mutual Equity Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.