James Shaw is a registered investment advisor at Bok Financial Advisors, based in Tulsa, OK, with 39 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,179 clients with $840M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees may be negotiable. For clients with assets in the Program of less than $75,000, you may pay a rate that is greater than the rate specified in the annual fee schedule.
Fee Estimator
Location
One Williams Center, Tulsa, OK, 74172
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a minority owner of Futuro Investment LLC, which holds a fund interest in a Colorado LLC planning to operate up to ten Black-Eyed Pea restaurants. He dedicates minimal time to this investment and has no day-to-day activities.
Employment History
Current Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Davis Distributors, LLCBroker
Zurich Kemper Distributors, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fbs Investment Services, INC.Broker
Isfa CorporationBroker
Planco Financial Services, INC.Broker
The Great-West Life Assurance CompanyBroker
E. J. Pittock & CO., IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.