Joni Spungen is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joni is training to be an arbitrator with FINRA since January 2022, spending minimal time after business hours. She is also a partner in Kahului Skies L.L.C. and a trustee/co-trustee for a trust, both since 2022, dedicating minimal time to these activities.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations53 states
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