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Robert Iannazzo

Investmark Advisory Group LLC
41 Years of Experience
Shelton, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Iannazzo is a registered investment advisor at Investmark Advisory Group LLC, based in Shelton, CT, with 41 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 690 clients with $930M in assets under management.

Investmark Advisory Group LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
690 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$929.7M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.25%
$500K - $1.0M2.10%
$1.0M - $2.0M1.95%
$2.0M - $3.0M1.80%
$3M+1.80%

Total maximum fee combines the advisor fee and program fee. Fees for accounts over $3,000,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3 Enterprise Drive, Suite 401, Shelton, CT, 06484

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert sells fixed insurance, dedicating minimal time to this activity. He also co-owns two rental properties in Bethel, CT (since 2009) and New Canaan, CT (since 2021).

Employment History
Current Registrations
Investmark Advisory Group LLC
July 2026 - Present · 3 mos
Commonwealth Financial NetworkBroker
June 2019 - Present · 7 yrs 4 mos
Commonwealth Financial Network
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Investmark Advisory Group LLC
October 2019 - June 2020 · 8 mos
Morgan StanleyBroker
June 2009 - October 2018 · 9 yrs 4 mos
Morgan Stanley
June 2009 - October 2018 · 9 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1987 - November 2008 · 20 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1984 - November 2008 · 24 yrs 6 mos
State Registrations8 states
CTFLMANCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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