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MJ
CFP
MJ
CFP

Matthew Jacob

MML Investors Services, LLC
41 Years of Experience
Liverpool, NY
6 DisclosuresBroker
View SEC Summary
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Matthew Jacob is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Liverpool, NY, with 41 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Liverpool, NY

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024
Denied
Customer Dispute
January 2017
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
May 2004
Closed-No Action
Customer Dispute
May 2003
Settled
Employment Separation After Allegations
April 1989
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is involved in several outside business activities, including executive director roles at the Liverpool Independent Foundation for Excellence and the Greater Syracuse Sports Hall of Fame, and is a managing partner at CNY Center for Wealth Management. He also works as a 1099 employee at Cardinal Financial Company and is a member of Vizionefx; these activities take about a quarter of his time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
MML Investors Services, LLC
March 2018 - December 2018 · 9 mos
Pinnacle Investments, LLCBroker
February 2012 - May 2016 · 4 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
January 1993 - February 2012 · 19 yrs 1 mo
American Capital CorporationBroker
January 1991 - December 1992 · 1 yr 11 mos
Guardian Investor Services CorporationBroker
July 1989 - November 1990 · 1 yr 4 mos
First Investors CorporationBroker
May 1984 - April 1989 · 4 yrs 11 mos
State Registrations12 states
FLKYMAMDMINCNYOHPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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