Lawrence York
Lawrence York is a registered investment advisor at Proactive Advisors, LLC, based in Lexington, KY, with 37 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 68 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees may be negotiable. Fixed income only account management fees are generally 0.50% annually for the first $5.0 million and 0.35% for amounts over that.
Fee Estimator
Location
836 Euclid Ave., Suite 306, Lexington, KY, 40502
Get directionsHistory
Regulatory History (2)
Regulatory
July 2005Regulatory
October 2003Other Business Activities
Lawrence has equity interests in six limited liability companies, two of which are investment-related, and most of which own real estate. He dedicates minimal time to these activities, primarily outside of market hours.
Employment History
Current Registrations
Proactive Advisors, LLC
Previous Registrations
Securities Service Network, INC.Broker
Interactive Planning CORP.Broker
B/d Holdings, INC.Broker
R. H. York & Company, INC.Broker
Linsco/private Ledger CORP.Broker
J.C. Bradford & CO.Broker
E. F. Hutton & Company INCBroker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.