Wade Harvey is a registered investment advisor at Morgan Stanley, based in Lakeland, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
225 East LEMON STREET, 1st Floor, Lakeland, FL, 33801
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
August 1990 - June 2009 · 18 yrs 10 mos
Lehman Brothers INC.Broker
January 1989 - August 1990 · 1 yr 7 mos
B C Financial CorporationBroker
September 1988 - December 1988 · 3 mos
Blinder, Robinson & CO., INC.Broker
June 1984 - November 1988 · 4 yrs 5 mos
State Registrations37 states
ALARAZCACOCTDCDEFLGAIDILINMAMDMEMIMOMTNCNENHNJNMNVNYOHPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.